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VisionWave announces filing of Schedule 13G by Goldman Sachs

VisionWave Holdings (VWAV) announced that The Goldman Sachs Group, Inc. and Goldman Sachs & Co. (GS) have filed a Schedule 13G with the U.S.
JD Supra

SEC Announces Charges Against Insiders for Reporting Failures and Adopts Amendments to Schedule 13D and 13G Report Filing Timelines

On September 27, 2023, the Securities and Exchange Commission (the “SEC”) announced charges against six officers, directors, and major shareholders of public companies (“insiders”) for failing to ...
JD Supra

SEC Settlement Highlights Risks for 13G Filers When Moving from Passive to Active Status

The SEC’s recent enforcement settlement involving a fund manager highlights the SEC’s focus on an investor’s “control purpose” triggering the requirement to file on a Schedule 13D as opposed to a ...