On February 3, 2023, the Securities and Exchange Commission (“SEC”) announced that Activision Blizzard Inc. (“Activision”) — the publicly traded video game developer and publisher of such well-known ...
After a boom-and-bust cycle in the early 2020s, Special Purpose Acquisition Companies are cautiously re-entering the IPO landscape. These blank-check firms, which raise money to acquire private ...
Earlier this year, the Securities and Exchange Commission (SEC) adopted long-anticipated rules mandating climate-related disclosures in public companies’ annual reports and registration statements ...
TORONTO, Dec. 18, 2018 /CNW/ - A Panel of the Ontario Securities Commission (OSC) today approved a settlement agreement (the settlement) with Katanga Mining Limited (Katanga), former members of its ...
It is no secret among public companies and their counsel that the US Securities and Exchange Commission has steadily adopted a more aggressive stance on cybersecurity controls and disclosure and ...
A significant portion of issuers are not complying with certification rules, according to a recent review by the Canadian Securities Administrators. “Although most of the issuers in our sample ...
Designated Officer means the employee(s) designated by the President in this policy’s associated procedures, to receive requests for advice, and receive and address Disclosures of Wrongdoing.
TORONTO, July 4, 2017 /CNW/ - The Ontario Securities Commission (OSC) approved a settlement agreement with Electrovaya Inc. and its President and Chief Executive Officer, Dr. Sankar Das Gupta, in ...
December 09, 2024 - On Oct. 22, 2024, the Securities and Exchange Commission ("SEC") announced four settled enforcement orders against issuers concerning materially misleading disclosures related to ...
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