A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...
The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...
On Oct. 28, 2020, the Securities and Exchange Commission (SEC) voted to adopt a new rule (Rule 18f-4) and other related amendments, significantly altering the regulatory framework for derivatives use ...
Only a handful of the nation’s largest credit unions dabble in derivatives, but proposed changes from the National Credit Union Administration could give federally chartered institutions another tool ...
‘It is already too late for many,’ NatWest says in client note Firms will have to post more collateral from September Asset managers are struggling to prepare for impending rules that are expected to ...
In early 2021, the central pillar of the G20’s reform of the OTC derivatives market went into effect. While the legislation aimed to enhance financial stability and reduce bilateral exposure, it has ...
MUMBAI, June 9 (Reuters) - India's markets regulator has proposed tighter rules on trading in individual stock derivatives, arguing the rules were needed to avert risks of market manipulation after ...
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